Filing Details
- Accession Number:
- 0001104659-19-066222
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-21 16:15:36
- Reporting Period:
- 2019-11-19
- Accepted Time:
- 2019-11-21 16:15:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1497770 | Walker & Dunlop Inc. | WD | Finance Services (6199) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1503845 | M Richard Lucas | C/O Walker &Amp; Dunlop, Inc. 7501 Wisconsin Avenue, Suite 1200E Bethesda MD 20814 | Evp & Gen Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-11-19 | 9,782 | $20.40 | 132,198 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-19 | 9,782 | $65.98 | 122,416 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-11-20 | 4,088 | $20.40 | 126,504 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-11-20 | 5,563 | $39.82 | 132,067 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-20 | 9,451 | $65.43 | 122,616 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-11-20 | 200 | $66.06 | 122,416 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2019-11-19 | 9,782 | $0.00 | 9,782 | $20.40 |
| Common Stock | Stock Option (right to buy) | Disposition | 2019-11-20 | 4,088 | $0.00 | 4,088 | $20.40 |
| Common Stock | Stock Option (right to buy) | Disposition | 2019-11-20 | 5,563 | $0.00 | 5,563 | $39.82 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,088 | 2019-02-15 | 2026-02-15 | No | 4 | M | Direct |
| 0 | 2019-02-15 | 2026-02-15 | No | 4 | M | Direct |
| 2,781 | 2027-02-15 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.74 to $66.28. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.03 to $66.03. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.04 to $66.07. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The stock options vest in three equal annual installments beginning on February 15, 2018.
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