Filing Details
- Accession Number:
- 0001445305-19-000148
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-21 16:15:20
- Reporting Period:
- 2019-11-19
- Accepted Time:
- 2019-11-21 16:15:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1445305 | Workiva Inc | WK | Services-Prepackaged Software (7372) | 472509828 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1626102 | Jill Klindt | 2900 University Boulevard Ames IA 50010 | Svp, Treasurer & Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2019-11-19 | 12,000 | $42.05 | 28,090 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option to Purchase Class A Common Stock | $18.60 | 2018-07-03 | 2027-07-02 | 25,000 | 25,000 | Direct |
| Class A Common Stock | Employee Stock Option to Purchase Class A Common Stock | $12.40 | 2018-02-01 | 2027-02-01 | 10,000 | 10,000 | Direct |
| Class A Common Stock | Employee Stock Option to Purchase Class A Common Stock | $14.03 | 2016-04-01 | 2025-08-31 | 16,000 | 16,000 | Direct |
| Class A Common Stock | Employee Stock Option to Purchase Class A Common Stock | $15.83 | 2015-08-12 | 2024-08-11 | 11,880 | 11,880 | Direct |
| Class A Common Stock | Employee Stock Option to Purchase Class A Common Stock | $8.48 | 2013-12-28 | 2022-12-27 | 5,940 | 5,940 | Direct |
| Class A Common Stock | Employee Stock Option to Purchase Class A Common Stock | $15.86 | 2014-01-14 | 2024-01-13 | 911 | 911 | Direct |
| Class A Common Stock | Employee Stock Option to Purchase Class A Common Stock | $15.86 | 2015-01-14 | 2024-01-13 | 5,544 | 5,544 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2027-07-02 | 25,000 | 25,000 | Direct |
| 2027-02-01 | 10,000 | 10,000 | Direct |
| 2025-08-31 | 16,000 | 16,000 | Direct |
| 2024-08-11 | 11,880 | 11,880 | Direct |
| 2022-12-27 | 5,940 | 5,940 | Direct |
| 2024-01-13 | 911 | 911 | Direct |
| 2024-01-13 | 5,544 | 5,544 | Direct |
Footnotes
- Granted pursuant to the 2014 Equity Incentive Plan.
- Vests as to 25% of the shares on the first anniversary of the grant date and then 6.25% of the shares at the end of each three-month period thereafter.
- Vests as to 25% of the shares on April 1, 2016 and as to 6.25% of the shares at the end of each three-month period thereafter.
- Granted pursuant to the 2009 Unit Incentive Plan.
Billionaire Hedge Funds
