Filing Details
- Accession Number:
- 0000711377-19-000056
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-21 10:58:44
- Reporting Period:
- 2019-11-19
- Accepted Time:
- 2019-11-21 10:58:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 711377 | Neogen Corp | NEOG | In Vitro & In Vivo Diagnostic Substances (2835) | 382367843 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1168789 | L James Herbert | Neogen Corp 620 Lesher Place Lansing MI 48912 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-11-19 | 15,085 | $60.43 | 202,055 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-19 | 15,085 | $64.70 | 186,970 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-11-20 | 11,780 | $60.43 | 198,750 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-20 | 11,780 | $64.55 | 186,970 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock (Right to Buy) | Disposition | 2019-11-19 | 15,085 | $0.00 | 15,085 | $60.43 |
| Common Stock | Common Stock (Right to Buy) | Disposition | 2019-11-20 | 11,780 | $0.00 | 11,780 | $60.43 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 160,914 | 2022-11-27 | No | 4 | M | Direct | |
| 149,134 | 2022-11-27 | No | 4 | M | Direct |
Footnotes
- The options were granted 10/27/2019, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant
Billionaire Hedge Funds
