Home > Insider Trading > Filing (0001209191-19-057545)

Filing Details

Accession Number:: 0001209191-19-057545
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-11-20 20:54:15
Reporting Period:: 2019-11-20

Accepted Time:: 2019-11-20 20:54:15
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1653247	Waitr Holdings Inc.	WTRH	Services-Business Services, Nec (7389)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1667127	E. Damon Schramm	C/O Waitr Holdings Inc. 214 Jefferson Street, Suite 200 Lafayette LA 70501	Chief Legal Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2019-11-20	61,750	$0.37	14,000	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Restricted Stock Units	$0.00	384,616	384,616	Direct
Common Stock	Restricted Stock Units	$0.00	11,050	11,050	Direct
Common Stock	Options	$12.20	16,393	16,393	Direct

Amount	Remaning Holdings	Nature of Ownership
384,616	384,616	Direct
11,050	11,050	Direct
16,393	16,393	Direct

Footnotes

The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 14, 2019.
Represents shares of the Issuer's common stock sold by the Reporting Person in an open market transaction. The price reported in Column 4 is a weighted average price. These shares represent multiple transactions at prices ranging from $0.356 to $0.4014, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock or an equivalent amount in cash (or partly in cash and partly in shares).
One-third of such RSUs vest on each of the first three anniversaries of August 29, 2019, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.
One-third of such RSUs vest on each of the first three anniversaries of February 1, 2019, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.
One-third of the options vest and become exercisable on each of the first, second and third anniversaries of February 1, 2019. The options will generally expire on the tenth anniversary of February 1, 2019, subject to earlier expiration upon termination of the Reporting Person's employment with the Issuer.