Filing Details
- Accession Number:
- 0001213900-19-024217
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-20 16:32:35
- Reporting Period:
- 2019-11-18
- Accepted Time:
- 2019-11-20 16:32:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1739174 | Biomx Inc. | PHGE | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1423905 | Jonas Grossman | C/O Chardan Cap Mrkts Llc 17 State St 21 Floor New York NY 10004 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.0001 | Acquisiton | 2019-11-18 | 1,000 | $6.99 | 1,000 | No | 4 | P | Direct | |
Common Stock, Par Value $0.0001 | Acquisiton | 2019-11-19 | 4,100 | $7.57 | 5,100 | No | 4 | P | Direct | |
Common Stock, Par Value $0.0001 | Acquisiton | 2019-11-20 | 1,400 | $8.00 | 6,500 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants | Acquisiton | 2019-11-18 | 50,129 | $0.60 | 25,064 | $11.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
50,129 | 2019-11-27 | 2024-10-28 | No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.0001 | 1,707,500 | Indirect | See footnote |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Warrants | $11.50 | 2019-11-27 | 2024-10-28 | 2,900,000 | 2,900,000 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2024-10-28 | 2,900,000 | 2,900,000 | Indirect |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.925 to $7.00, inclusive. The reporting person undertakes to provide to the issuer, and security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of securities purchased at each separate price within the ranges set forth in footnotes (1), (2) and (4) of this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.25 to $7.95, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.89 to $8.30, inclusive.
- Consists of shares of common stock owned by Chardan Investments, LLC, for which Jonas Grossman is the managing member. Mr. Grossman disclaims beneficial ownership of the shares except o the extent of his pecuniary interest in the shares.
- The price reported in Column 4 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.50 to $0.65, inclusive.
- Represents private warrants held by Mountain Wood, of which Jonas Grossman has voting and dispositive power over.