Filing Details
- Accession Number:
- 0001127602-19-033383
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-20 16:32:07
- Reporting Period:
- 2019-11-19
- Accepted Time:
- 2019-11-20 16:32:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1368458 | Sally Beauty Holdings Inc. | SBH | Retail-Retail Stores, Nec (5990) | 362257936 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1649404 | Gregory Mark Spinks | C/O Sally Beauty Holdings, Inc. 3001 Colorado Blvd Denton TX 76210 | President-Beauty Systems Group | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-11-19 | 25,000 | $11.39 | 53,575 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-19 | 25,000 | $18.50 | 28,575 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2019-11-19 | 25,000 | $0.00 | 25,000 | $11.39 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-10-19 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,283 | Indirect | By 401(k) |
Footnotes
- Reflects the weighted average sale price. The range of prices for these transactions was $18.42 to $18.535. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- This option is currently exercisable in full.
Billionaire Hedge Funds
