Filing Details
- Accession Number:
- 0001127602-19-033379
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-20 16:28:09
- Reporting Period:
- 2019-11-18
- Accepted Time:
- 2019-11-20 16:28:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1174850 | Nicolet Bankshares Inc | NCBS | National Commercial Banks (6021) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1243706 | E Michael Daniels | C/O Nicolet National Bank 111 North Washington Street Green Bay WI 54301 | Evp And Secretary | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-11-18 | 13,500 | $23.80 | 84,353 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-18 | 8,761 | $70.50 | 75,592 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2019-11-18 | 40,500 | $25.90 | 116,092 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-18 | 26,921 | $70.50 | 89,171 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2019-11-18 | 10,818 | $70.50 | 78,353 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-11-18 | 2,712 | $70.50 | 81,065 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2019-11-18 | 425 | $70.50 | 80,640 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2019-11-19 | 7,500 | $0.00 | 73,140 | No | 5 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 5 | G | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-11-18 | 13,500 | $0.00 | 13,500 | $23.80 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-11-18 | 40,500 | $0.00 | 40,500 | $25.90 |
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2019-11-18 | 54,000 | $70.50 | 54,000 | $70.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2024-10-28 | No | 4 | M | Direct | |
| 13,500 | 2025-01-20 | No | 4 | M | Direct | |
| 54,000 | 2029-11-18 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 6,252 | Indirect | By 401(k) Plan |
| Common Stock | 9,803 | Indirect | By Spouse |
Footnotes
- Shares gifted to a Donor Advised Trust.
- Includes 186 shares acquired under the Employee Stock Purchase Plan to date.
- The nonqualified stock option is fully exercised. The options vested in five annual installments of 13,500 shares annually on October 28 of each year, beginning on October 28, 2015 and fully vested on October 28, 2019.
- The remaining 13,500 nonqualified options are not currently exercisable. The options vest in five annual installments of 13,500 shares annually on January 20 of each year, beginning on January 20, 2016 and fully vest on January 20, 2020.
- The nonqualified options vest in five annual installments of 10,800 shares on November 18 of each year, beginning on November 18, 2020 and will fully vest on November 18, 2024.
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