Filing Details
- Accession Number:
- 0001437749-19-023283
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-20 16:05:24
- Reporting Period:
- 2019-10-07
- Accepted Time:
- 2019-11-20 16:05:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1280784 | Hercules Capital Inc. | HTGC | () | 743113410 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1765339 | L Carol Foster | C/O Hercules Capital, Inc. 400 Hamilton Avenue Suite 310 Palo Alto CA 94301 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2019-10-07 | 1,328 | $13.27 | 6,057 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |