Filing Details
- Accession Number:
- 0001415889-19-001328
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-20 15:14:40
- Reporting Period:
- 2019-11-19
- Accepted Time:
- 2019-11-20 15:14:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1621672 | Super League Gaming Inc. | SLGG | Services-Amusement & Recreation Services (7900) | 471990734 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1769649 | Ann Hand | C/O Super League Gaming, Inc. 2906 Colorado Ave. Santa Monica CA 90404 | Ceo And President | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-11-19 | 1,000 | $2.57 | 76,374 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Purchase Warrant | $9.00 | 2025-06-05 | 166,667 | 166,667 | Direct | |
| Common Stock | Stock Option | $9.00 | 2027-06-16 | 51,334 | 51,334 | Direct | |
| Common Stock | Stock Option | $10.80 | 2027-06-16 | 32,000 | 32,000 | Direct | |
| Common Stock | Common Stock Purchase Warrant | $10.80 | 2027-06-16 | 100,000 | 100,000 | Direct | |
| Common Stock | Common Stock Purchase Warrant | $10.80 | 2028-11-01 | 250,000 | 250,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2025-06-05 | 166,667 | 166,667 | Direct |
| 2027-06-16 | 51,334 | 51,334 | Direct |
| 2027-06-16 | 32,000 | 32,000 | Direct |
| 2027-06-16 | 100,000 | 100,000 | Direct |
| 2028-11-01 | 250,000 | 250,000 | Direct |
Footnotes
- Warrant vested in equal monthly installments over a 48 month period, and vested in full on June 5, 2019.
- 50% of the stock option vested immediately on the grant date. The remainder of the option vested in equal installments over a 24 month period, and vested in full on June 16, 2019.
- Warrant vests in equal monthly installments over a 36 month period, and will vest in full on June 6, 2020.
- 75% of the warrant is currently vested, and the remaining 25% will vest on February 27, 2020 which is the one-year anniversary of the Issuer's initial public offering.
Billionaire Hedge Funds
