Filing Details
- Accession Number:
- 0001127602-19-033332
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-20 12:09:54
- Reporting Period:
- 2019-07-15
- Accepted Time:
- 2019-11-20 12:09:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1174850 | Nicolet Bankshares Inc | NCBS | National Commercial Banks (6021) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1253903 | Bruce Robert Atwell | C/O Nicolet National Bank 111 North Washington Street Green Bay WI 54301 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-07-15 | 398 | $0.00 | 40,258 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2019-07-31 | 3,300 | $0.00 | 36,958 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2019-11-18 | 54,000 | $25.90 | 103,543 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-18 | 35,895 | $70.50 | 67,648 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2019-11-18 | 18,105 | $70.50 | 49,543 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-11-18 | 2,712 | $70.50 | 52,255 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2019-11-18 | 425 | $70.50 | 51,830 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-11-18 | 54,000 | $0.00 | 54,000 | $25.90 |
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2019-11-18 | 54,000 | $70.50 | 54,000 | $70.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 13,500 | 2025-01-20 | No | 4 | M | Direct | |
| 54,000 | 2029-11-18 | No | 4 | A | Direct |
Footnotes
- Includes 12,565 shares previously owned indirectly through the Nicolet National Bank 401(k) Plan that are now directly owned, and 20 shares acquired under the Employee Stock Purchase Plan in October 2019.
- Includes a total of 124 shares acquired under the Employee Stock Purchase Plan to date.
- The remaining 13,500 nonqualified options are not currently exercisable. The options vest in five annual installments of 13,500 shares annually on January 20 of each year, beginning on January 20, 2016 and fully vest on January 20, 2020.
- The nonqualified options vest in five annual installments of 10,800 shares on November 18 of each year, beginning on November 18, 2020 and will fully vest on November 18, 2024.
Billionaire Hedge Funds
