Filing Details

Accession Number:
0001404930-19-000061
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-20 12:07:59
Reporting Period:
2019-11-18
Accepted Time:
2019-11-20 12:07:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
783280 Duke Realty Corp DRE Real Estate Investment Trusts (6798) 351740409
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1507648 B. James Connor 600 E 96Th St, #100
Indianapolis IN 46240
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-11-18 28,600 $35.08 163,071 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 8,653 Indirect By the Linda P. Connor Declaration of Trust dated 6/30/2005
Common Stock 13,190 Indirect By 401(k) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock Units $0.00 14,638 14,638 Direct
Common Stock LTIP Units $0.00 14,076 14,076 Direct
Common Stock LTIP Units $0.00 32,015 32,015 Direct
Common Stock LTIP Units $0.00 7,548 7,548 Direct
Common Stock LTIP Units $0.00 43,051 43,051 Direct
Common Stock LTIP Units $0.00 31,262 31,262 Direct
Common Stock Units $0.00 140,064 140,064 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
14,638 14,638 Direct
14,076 14,076 Direct
32,015 32,015 Direct
7,548 7,548 Direct
43,051 43,051 Direct
31,262 31,262 Direct
140,064 140,064 Direct
Footnotes
  1. Through November 20, 2019, the Reporting Person acquired 295 shares of DRE common stock through dividend reinvestment.
  2. Between February 12, 2019 and November 20, 2019, the Reporting Person acquired 549 shares of DRE's common stock under the Company's 401(k) plan.
  3. Represents phantom stock units vested under the 2000 Performance Share Plan of Duke Realty Corporation. Between February 12, 2019 and November 20, 2019, the Reporting Person acquired 302 phantom stock units through dividend reinvestment. The units are valued on a one to one basis to the Company's common stock and are to be settled in stock upon the termination of employment.
  4. Represents units of limited partnership interest (LTIP Unit) in Duke Realty Limited Partnership (DRLP), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based incentive programs. When earned and vested, each LTIP Unit may be converted into a Common Unit of limited partnership interest in DRLP. Each Common Unit acquired upon the conversion of an LTIP Unit is redeemable by the holder for shares of common stock of the Issuer on a one-for-one basis. LTIP units are generally not convertible until two years from the date of the grant.
  5. LTIP Units vest in three equal installments beginning on February 10, 2018 and have no expiration date.
  6. LTIP Units vest in three equal installments beginning on February 10, 2019 and have no expiration date.
  7. LTIP Units vest in two equal installments beginning on February 10, 2019 and have no expiration date.
  8. LTIP Units vest in three equal installments beginning on February 10, 2020 and have no expiration date.
  9. LTIP Units awarded in lieu of performance share plan units and upon meeting the performance-based conditions, pursuant to Rule 16b-3(d) of Section 16b of the Securities Exchange Act of 1934. LTIP Units are awarded according to the terms described in footnote 4 and have no expiration date.
  10. Represents Common Units of DRLP. Each Common Unit is redeemable by the holder for shares of common stock of the Issuer on a one-for-one basis. Common Units have no expiration date.