Filing Details
- Accession Number:
- 0001209191-19-057367
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-19 21:56:30
- Reporting Period:
- 2019-11-15
- Accepted Time:
- 2019-11-19 21:56:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1633978 | Lumentum Holdings Inc. | LITE | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1234673 | S Alan Lowe | C/O Lumentum Holdings Inc. 1001 Ridder Park Drive San Jose CA 95131 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-11-15 | 572 | $0.00 | 191,351 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2019-11-15 | 7,400 | $68.59 | 183,897 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-11-18 | 2,676 | $68.91 | 181,221 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-11-19 | 2,184 | $68.98 | 179,037 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- Includes 30 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on November 15, 2019.
- These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units and performance-based restricted stock units. The total share amount reflects the further disposition of 54 goal shares.
- These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units.
Billionaire Hedge Funds
