Filing Details
- Accession Number:
- 0001562180-19-005602
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-19 21:43:35
- Reporting Period:
- 2019-11-16
- Accepted Time:
- 2019-11-19 21:43:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1543151 | Uber Technologies Inc | UBER | Services-Business Services, Nec (7389) | 452647441 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1775290 | Manik Gupta | 1455 Market Street, 4Th Floor San Francisco CA 94103 | Chief Product Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2019-11-16 | 166 | $26.60 | 453,443 | No | 4 | S | Direct | |
Common Stock | Disposition | 2019-11-16 | 1,621 | $26.60 | 451,822 | No | 4 | S | Direct | |
Common Stock | Disposition | 2019-11-19 | 1,657 | $27.04 | 450,165 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.3900 to $26.8900, inclusive. The reporting person undertakes to provide to Uber Technologies, Inc., any security holder of Uber Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4) to this Form 4.
- This transaction was made pursuant to Mr. Gupta's existing Rule 10b5-1 plan.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.7800 to $27.1700, inclusive.