Filing Details
- Accession Number:
- 0001209191-19-057360
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-19 20:15:54
- Reporting Period:
- 2019-11-18
- Accepted Time:
- 2019-11-19 20:15:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1348036 | Avalara Inc. | AVLR | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1235461 | Lee Alesia Pinney | 255 South King St. Suite 1800 Seattle WA 98104 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-11-18 | 3,552 | $12.34 | 28,207 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-11-18 | 3,557 | $13.84 | 31,764 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-11-18 | 2,795 | $16.60 | 34,559 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-18 | 9,904 | $74.85 | 24,655 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2019-11-18 | 3,552 | $0.00 | 3,552 | $12.34 |
| Common Stock | Stock Option (right to buy) | Disposition | 2019-11-18 | 3,557 | $0.00 | 3,557 | $13.84 |
| Common Stock | Stock Option (right to buy) | Disposition | 2019-11-18 | 2,795 | $0.00 | 2,795 | $16.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,105 | 2026-06-16 | No | 4 | M | Direct | |
| 16,596 | 2027-02-09 | No | 4 | M | Direct | |
| 24,222 | 2028-01-23 | No | 4 | M | Direct |
Footnotes
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.80 to $74.935, inclusive. Upon request by Avalara, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range.
- The option vested and became exercisable as to 25% of the total shares on May 5, 2017, and 1/48th of the total shares vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on May 5, 2020.
- The option vested and became exercisable as to 25% of the total shares on January 1, 2018, and 1/48th of the total shares vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2021.
- The option vested and became exercisable as to 25% of the total shares on January 1, 2019, and 1/48th of the total shares vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2022.
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