Filing Details
- Accession Number:
- 0001209191-19-057352
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-19 19:30:20
- Reporting Period:
- 2019-11-15
- Accepted Time:
- 2019-11-19 19:30:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1739936 | Svmk Inc. | SVMK | Services-Computer Programming, Data Processing, Etc. (7370) | 800765058 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1753108 | D Lora Blum | C/O Svmk Inc. One Curiosity Way San Mateo CA 94403 | Sr Vp, Gen Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-11-15 | 3,000 | $12.35 | 122,794 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-15 | 3,000 | $17.00 | 119,794 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-11-18 | 3,934 | $16.97 | 115,860 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2019-11-15 | 3,000 | $0.00 | 3,000 | $12.35 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 80,334 | 2029-02-15 | No | 4 | M | Direct |
Footnotes
- Certain of these securities are restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock, subject to the applicable vesting schedule and conditions.
- Shares were sold pursuant to a duly adopted 10b5-1 trading plan, which was entered into in accordance with the Issuer's insider trading policy and provides for periodic sales as part of a liquidity and diversification strategy
- These shares were automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.
- The option, originally granted for 100,000 shares, of which 19,666 shares have been exercised, vested as to 1/12th of the shares on 05/15/2019, and 1/12th of the total number of option shares vest quarterly thereafter, subject to the Reporting Person's continued employment or service to the Company until fully vested.
Billionaire Hedge Funds
