Filing Details

Accession Number:
0000064040-19-000203
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-19 18:42:09
Reporting Period:
2019-11-15
Accepted Time:
2019-11-19 18:42:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
64040 S&P Global Inc. SPGI Services-Consumer Credit Reporting, Collection Agencies (7320) 131026995
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1606963 Jr Alexander Matturri 55 Water Street
New York NY 10041
Ceo, S&P Dow Jones Indices No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-11-15 5,104 $33.98 20,465 No 4 M Direct
Common Stock Disposition 2019-11-15 2,908 $262.08 17,557 No 4 F Direct
Common Stock Disposition 2019-11-15 1,098 $262.10 16,459 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options (Right to Buy) Disposition 2019-11-15 5,104 $0.00 5,104 $33.98
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-04-01 2020-03-31 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,363 Indirect By 401(k) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Units $0.00 789 789 Direct
Common Stock Options (Right to Buy) $37.41 2012-04-01 2021-03-31 5,560 5,560 Direct
Common Stock Restricted Stock Units $0.00 2017-12-31 2019-12-31 316 316 Direct
Common Stock Restricted Stock Units $0.00 495 495 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
789 789 Direct
2021-03-31 5,560 5,560 Direct
2019-12-31 316 316 Direct
495 495 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $262.00 to $262.23, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
  2. The SPGI Stock Fund under The 401(k) Savings and Profit Sharing Plan of S&P Global Inc. is denominated in units, representing ownership interests in a fund that includes both S&P Global common stock and a reserve of cash. The information reported represents the dollar value of the reporting person's balance in the SPGI Stock Fund as of 10/31/2019, as reported by the plan administrator, divided by the closing price of S&P Global common stock on that date.
  3. Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
  4. As previously reported, the reporting person was granted 789 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
  5. As previously reported, the reporting person was granted 928 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
  6. As previously reported, the reporting person was granted 739 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.