Filing Details
- Accession Number:
- 0000064040-19-000203
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-19 18:42:09
- Reporting Period:
- 2019-11-15
- Accepted Time:
- 2019-11-19 18:42:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
64040 | S&P Global Inc. | SPGI | Services-Consumer Credit Reporting, Collection Agencies (7320) | 131026995 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1606963 | Jr Alexander Matturri | 55 Water Street New York NY 10041 | Ceo, S&P Dow Jones Indices | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-11-15 | 5,104 | $33.98 | 20,465 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-11-15 | 2,908 | $262.08 | 17,557 | No | 4 | F | Direct | |
Common Stock | Disposition | 2019-11-15 | 1,098 | $262.10 | 16,459 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Options (Right to Buy) | Disposition | 2019-11-15 | 5,104 | $0.00 | 5,104 | $33.98 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-04-01 | 2020-03-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,363 | Indirect | By 401(k) Plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | $0.00 | 789 | 789 | Direct | ||
Common Stock | Options (Right to Buy) | $37.41 | 2012-04-01 | 2021-03-31 | 5,560 | 5,560 | Direct |
Common Stock | Restricted Stock Units | $0.00 | 2017-12-31 | 2019-12-31 | 316 | 316 | Direct |
Common Stock | Restricted Stock Units | $0.00 | 495 | 495 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
789 | 789 | Direct | |
2021-03-31 | 5,560 | 5,560 | Direct |
2019-12-31 | 316 | 316 | Direct |
495 | 495 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $262.00 to $262.23, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- The SPGI Stock Fund under The 401(k) Savings and Profit Sharing Plan of S&P Global Inc. is denominated in units, representing ownership interests in a fund that includes both S&P Global common stock and a reserve of cash. The information reported represents the dollar value of the reporting person's balance in the SPGI Stock Fund as of 10/31/2019, as reported by the plan administrator, divided by the closing price of S&P Global common stock on that date.
- Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
- As previously reported, the reporting person was granted 789 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
- As previously reported, the reporting person was granted 928 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
- As previously reported, the reporting person was granted 739 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.