Filing Details
- Accession Number:
- 0000899243-19-027600
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-19 17:55:18
- Reporting Period:
- 2019-11-15
- Accepted Time:
- 2019-11-19 17:55:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1018724 | Amazon Com Inc | AMZN | Retail-Catalog & Mail-Order Houses (5961) | 911646860 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1184758 | A Jeffrey Wilke | P.o. Box 81226 Seattle WA 98108-1226 | Ceo Worldwide Consumer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 Per Share | Acquisiton | 2019-11-15 | 2,709 | $0.00 | 13,803 | No | 4 | M | Indirect | In trust |
| Common Stock, Par Value $.01 Per Share | Acquisiton | 2019-11-15 | 864 | $0.00 | 14,667 | No | 4 | M | Indirect | In trust |
| Common Stock, Par Value $.01 Per Share | Acquisiton | 2019-11-15 | 4,500 | $0.00 | 19,167 | No | 4 | M | Indirect | In trust |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-11-15 | 300 | $1,751.48 | 18,867 | No | 4 | S | Indirect | In trust |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-11-15 | 500 | $1,750.30 | 18,367 | No | 4 | S | Indirect | In trust |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-11-15 | 600 | $1,748.95 | 17,767 | No | 4 | S | Indirect | In trust |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-11-15 | 421 | $1,747.51 | 17,346 | No | 4 | S | Indirect | In trust |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-11-15 | 579 | $1,747.03 | 16,767 | No | 4 | S | Indirect | In trust |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-11-15 | 100 | $1,746.01 | 16,667 | No | 4 | S | Indirect | In trust |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-11-15 | 200 | $1,740.00 | 16,467 | No | 4 | S | Indirect | In trust |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-11-15 | 575 | $1,737.77 | 15,892 | No | 4 | S | Indirect | In trust |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-11-15 | 100 | $1,735.50 | 15,792 | No | 4 | S | Indirect | In trust |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-11-15 | 100 | $1,733.00 | 15,692 | No | 4 | S | Indirect | In trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | In trust |
| No | 4 | M | Indirect | In trust |
| No | 4 | M | Indirect | In trust |
| No | 4 | S | Indirect | In trust |
| No | 4 | S | Indirect | In trust |
| No | 4 | S | Indirect | In trust |
| No | 4 | S | Indirect | In trust |
| No | 4 | S | Indirect | In trust |
| No | 4 | S | Indirect | In trust |
| No | 4 | S | Indirect | In trust |
| No | 4 | S | Indirect | In trust |
| No | 4 | S | Indirect | In trust |
| No | 4 | S | Indirect | In trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 Per Share | Restricted Stock Unit Award | Disposition | 2019-11-15 | 2,709 | $0.00 | 2,709 | $0.00 |
| Common Stock, Par Value $.01 Per Share | Restricted Stock Unit Award | Disposition | 2019-11-15 | 864 | $0.00 | 864 | $0.00 |
| Common Stock, Par Value $.01 Per Share | Restricted Stock Unit Award | Disposition | 2019-11-15 | 4,500 | $0.00 | 4,500 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,709 | 2018-05-15 | 2020-02-15 | No | 4 | M | Direct |
| 20,642 | 2018-05-15 | 2022-02-15 | No | 4 | M | Direct |
| 16,500 | 2019-05-15 | 2023-02-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $.01 Per Share | 10,000 | Direct | |
| Common Stock, Par Value $.01 Per Share | 30,808 | Indirect | In trust |
| Common Stock, Par Value $.01 Per Share | 536 | Indirect | Held by the reporting person's Amazon.com 401(k) plan account |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- Represents the weighted average sale price. The highest price at which shares were sold was $1,752.01 and the lowest price at which shares were sold was $1,751.21.
- Represents the weighted average sale price. The highest price at which shares were sold was $1,750.67 and the lowest price at which shares were sold was $1,750.00.
- Represents the weighted average sale price. The highest price at which shares were sold was $1,749.50 and the lowest price at which shares were sold was $1,748.64.
- Represents the weighted average sale price. The highest price at which shares were sold was $1,748.23 and the lowest price at which shares were sold was $1,747.26.
- Represents the weighted average sale price. The highest price at which shares were sold was $1,747.20 and the lowest price at which shares were sold was $1,746.78.
- Represents the weighted average sale price. The highest price at which shares were sold was $1,746.05 and the lowest price at which shares were sold was $1,746.00.
- Represents the weighted average sale price. The highest price at which shares were sold was $1,738.14 and the lowest price at which shares were sold was $1,737.38.
- Represents the weighted average sale price. The highest price at which shares were sold was $1,735.52 and the lowest price at which shares were sold was $1,735.50.
- Converts into Common Stock on a one-for-one basis.
- This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 3,512 shares on each of May 15, 2018, August 15, 2018, and November 15, 2018; 3,513 shares on February 15, 2019; 2,708 shares on each of May 15, 2019 and August 15, 2019; and 2,709 shares on each of November 15, 2019 and February 15, 2020.
- This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 596 shares on each of May 15, 2018, August 15, 2018, and November 15, 2018; 597 shares on February 15, 2019; 864 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020; 2,791 shares on each of May 15, 2020, August 15, 2020, and November 15, 2020; 2,792 shares on February 15, 2021; 2,153 shares on each of May 15, 2021, August 15, 2021, and November 15, 2021; and 2,154 shares on February 15, 2022.
- This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 4,500 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020; and 3,000 shares on each of May 15, 2022, August 15, 2022, November 15, 2022, and February 15, 2023.
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