Filing Details
- Accession Number:
- 0001127602-19-033274
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-19 17:44:50
- Reporting Period:
- 2019-11-15
- Accepted Time:
- 2019-11-19 17:44:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1018724 | Amazon Com Inc | AMZN | Retail-Catalog & Mail-Order Houses (5961) | 911646860 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1374545 | R Andrew Jassy | P.o. Box 81226 Seattle WA 98108-1226 | Ceo Amazon Web Services | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 Per Share | Acquisiton | 2019-11-15 | 1,139 | $0.00 | 98,596 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 Per Share | Acquisiton | 2019-11-15 | 2,434 | $0.00 | 101,030 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 Per Share | Acquisiton | 2019-11-15 | 4,500 | $0.00 | 105,530 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-11-15 | 200 | $1,745.91 | 105,330 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-11-15 | 429 | $1,747.52 | 104,901 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-11-15 | 601 | $1,748.47 | 104,300 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-11-15 | 500 | $1,749.76 | 103,800 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-11-15 | 300 | $1,752.11 | 103,500 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-11-15 | 100 | $1,752.80 | 103,400 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-11-15 | 200 | $1,753.95 | 103,200 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-11-15 | 200 | $1,756.85 | 103,000 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-11-15 | 700 | $1,759.86 | 102,300 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 Per Share | Restricted Stock Unit Award | Disposition | 2019-11-15 | 1,139 | $0.00 | 1,139 | $0.00 |
| Common Stock, Par Value $.01 Per Share | Restricted Stock Unit Award | Disposition | 2019-11-15 | 2,434 | $0.00 | 2,434 | $0.00 |
| Common Stock, Par Value $.01 Per Share | Restricted Stock Unit Award | Disposition | 2019-11-15 | 4,500 | $0.00 | 4,500 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,917 | 2017-05-15 | 2022-02-15 | No | 4 | M | Direct |
| 2,434 | 2018-05-15 | 2020-02-15 | No | 4 | M | Direct |
| 16,500 | 2019-05-15 | 2023-02-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $.01 Per Share | 490 | Indirect | Held by the reporting person's Amazon.com 401(k) plan account |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- Represents the weighted average sale price. The highest price at which shares were sold was $1,746.05 and the lowest price at which shares were sold was $1,745.76.
- Represents the weighted average sale price. The highest price at which shares were sold was $1,747.89 and the lowest price at which shares were sold was $1,747.02.
- Represents the weighted average sale price. The highest price at which shares were sold was $1,749.03 and the lowest price at which shares were sold was $1,748.06.
- Represents the weighted average sale price. The highest price at which shares were sold was $1,750.00 and the lowest price at which shares were sold was $1,749.57.
- Represents the weighted average sale price. The highest price at which shares were sold was $1,752.37 and the lowest price at which shares were sold was $1,751.68.
- Represents the weighted average sale price. The highest price at which shares were sold was $1,753.96 and the lowest price at which shares were sold was $1,753.94.
- Represents the weighted average sale price. The highest price at which shares were sold was $1,756.86 and the lowest price at which shares were sold was $1,756.83.
- Represents the weighted average sale price. The highest price at which shares were sold was $1,760.05 and the lowest price at which shares were sold was $1,759.34.
- Converts into Common Stock on a one-for-one basis.
- This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 494 shares on each of May 15, 2017, August 15, 2017, and November 15, 2017; 495 shares on February 15, 2018; 952 shares on each of May 15, 2018, August 15, 2018, November 15, 2018, and February 15, 2019; 1,138 shares on May 15, 2019; 1,139 shares on each of August 15, 2019, November 15, 2019, and February 15, 2020; 2,791 shares on each of May 15, 2020, August 15, 2020, and November 15, 2020; 2,792 shares on February 15, 2021; 2,153 shares on each of May 15, 2021, August 15, 2021, and November 15, 2021; and 2,154 shares on February 15, 2022.
- This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 3,156 shares on each of May 15, 2018 and August 15, 2018; 3,157 shares on each of November 15, 2018 and February 15, 2019; 2,433 shares on May 15, 2019; and 2,434 shares on each of August 15, 2019, November 15, 2019, and February 15, 2020.
- This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 4,500 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020; and 3,000 shares on each of May 15, 2022, August 15, 2022, November 15, 2022, and February 15, 2023.
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