Filing Details
- Accession Number:
- 0001127602-19-033267
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-19 17:34:13
- Reporting Period:
- 2019-11-15
- Accepted Time:
- 2019-11-19 17:34:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1018724 | Amazon Com Inc | AMZN | Retail-Catalog & Mail-Order Houses (5961) | 911646860 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1374831 | M Jeffrey Blackburn | P.o. Box 81226 Seattle WA 98108-1226 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 Per Share | Acquisiton | 2019-11-15 | 1,692 | $0.00 | 50,659 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 Per Share | Acquisiton | 2019-11-15 | 1,881 | $0.00 | 52,540 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-11-15 | 100 | $1,745.64 | 52,440 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-11-15 | 554 | $1,747.09 | 51,886 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-11-15 | 719 | $1,748.67 | 51,167 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-11-15 | 500 | $1,749.47 | 50,667 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-11-15 | 100 | $1,751.26 | 50,567 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-11-15 | 300 | $1,752.96 | 50,267 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-11-15 | 400 | $1,753.89 | 49,867 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-11-15 | 100 | $1,756.87 | 49,767 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2019-11-15 | 800 | $1,759.97 | 48,967 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 Per Share | Restricted Stock Unit Award | Disposition | 2019-11-15 | 1,692 | $0.00 | 1,692 | $0.00 |
| Common Stock, Par Value $.01 Per Share | Restricted Stock Unit Award | Disposition | 2019-11-15 | 1,881 | $0.00 | 1,881 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 21,470 | 2017-05-15 | 2022-02-15 | No | 4 | M | Direct |
| 1,881 | 2018-05-15 | 2020-02-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $.01 Per Share | 18,015 | Indirect | In trust |
| Common Stock, Par Value $.01 Per Share | 478 | Indirect | Held by the reporting person's Amazon.com 401(k) plan account |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- Represents the weighted average sale price. The highest price at which shares were sold was $1,747.62 and the lowest price at which shares were sold was $1,746.71.
- Represents the weighted average sale price. The highest price at which shares were sold was $1,749.05 and the lowest price at which shares were sold was $1,748.07.
- Represents the weighted average sale price. The highest price at which shares were sold was $1,749.83 and the lowest price at which shares were sold was $1,749.13.
- Represents the weighted average sale price. The highest price at which shares were sold was $1,753.33 and the lowest price at which shares were sold was $1,752.58.
- Represents the weighted average sale price. The highest price at which shares were sold was $1,754.24 and the lowest price at which shares were sold was $1,753.69.
- Represents the weighted average sale price. The highest price at which shares were sold was $1,760.05 and the lowest price at which shares were sold was $1,759.43.
- Converts into Common Stock on a one-for-one basis.
- This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 1,036 shares on each of May 15, 2017 and August 15, 2017; 1,037 shares on each of November 15, 2017 and February 15, 2018; 1,667 shares on each of May 15, 2018 and August 15, 2018; 1,668 shares on each of November 15, 2018 and February 15, 2019; 1,692 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020; 2,791 shares on each of May 15, 2020, August 15, 2020, and November 15, 2020; 2,792 shares on February 15, 2021; 2,153 shares on each of May 15, 2021, August 15, 2021, and November 15, 2021; and 2,154 shares on February 15, 2022.
- This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 2,441 shares on each of May 15, 2018, August 15, 2018, November 15, 2018, and February 15, 2019; 1,880 shares on each of May 15, 2019 and August 15, 2019; and 1,881 shares on each of November 15, 2019 and February 15, 2020.
Billionaire Hedge Funds
