Filing Details
- Accession Number:
- 0001124796-19-000120
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-19 16:05:02
- Reporting Period:
- 2019-11-18
- Accepted Time:
- 2019-11-19 16:05:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1124796 | Nlight Inc. | LASR | Semiconductors & Related Devices (3674) | 912066376 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1738243 | Robert Martinsen | 5408 Ne 88Th Street Building E Vancouver WA 98665 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-11-15 | 338 | $17.53 | 46,493 | No | 5 | A | Direct | |
| Common Stock | Acquisiton | 2019-11-18 | 1,500 | $0.75 | 47,993 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-11-18 | 1,500 | $0.75 | 49,493 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-11-18 | 1,500 | $0.75 | 50,993 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-11-18 | 1,500 | $0.75 | 52,493 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-11-18 | 1,500 | $0.75 | 53,993 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-11-18 | 1,500 | $1.10 | 55,493 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-11-18 | 1,500 | $1.45 | 56,993 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-18 | 10,838 | $20.11 | 46,155 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-11-18 | 1,500 | $0.00 | 1,500 | $0.75 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-11-18 | 1,500 | $0.00 | 1,500 | $0.75 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-11-18 | 1,500 | $0.00 | 1,500 | $0.75 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-11-18 | 1,500 | $0.00 | 1,500 | $0.75 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-11-18 | 1,500 | $0.00 | 1,500 | $0.75 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-11-18 | 1,500 | $0.00 | 1,500 | $1.10 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-11-18 | 1,500 | $0.00 | 1,500 | $1.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 18,500 | 2019-05-26 | 2025-02-26 | No | 4 | M | Direct |
| 12,900 | No | 4 | M | Direct | ||
| 38,500 | 2025-04-18 | No | 4 | M | Direct | |
| 30,500 | 2025-04-18 | No | 4 | M | Direct | |
| 36,500 | 2025-06-27 | No | 4 | M | Direct | |
| 18,500 | 2026-07-01 | No | 4 | M | Direct | |
| 38,500 | 2027-06-02 | No | 4 | M | Direct |
Footnotes
- Shares purchased pursuant to the nLIGHT, Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of May 15, 2019 through November 15, 2019. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on November 15, 2019.
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- This option became fully vested and exercisable on February 26, 2016.
- This option expires as of February 26, 2025.
- Twenty percent (20%) of the shares subject to the option vested on March 6, 2016, and one-twentieth (1/20th) of the shares subject to the option shall vest at the end of each quarter thereafter, for a period of four years, subject to optionee continuing to be a service provider on such dates such that the option shall be fully vested on the fifth anniversary of the vesting start date.
- This option became fully vested and exercisable on February 23, 2016.
- Twenty percent (20%) of the shares subject to the option vested on June 9, 2016 and one-twentieth (1/20th) of the shares subject to the option shall vest at the end of each quarter thereafter, for a period of four years, subject to optionee continuing to be a service provider on such dates such that the option shall be fully vested on the fifth anniversary of the date of grant.
- Twenty percent (20%) of the shares subject to the option vested on July 1, 2017 and one-twentieth (1/20th) of the shares subject to the option shall vest at the end of each quarter thereafter, for a period of four years, subject to optionee continuing to be a service provider on such dates such that the option shall be fully vested on the fifth anniversary of the date of grant.
- Twenty percent (20%) of the shares subject to the option vested on June 1, 2018, and one-twentieth (1/20th) of the shares subject to the option shall vest at the end of each quarter thereafter, for a period of four years, subject to optionee continuing to be a service provider on such dates such that the option shall be fully vested on the fifth anniversary of the date of grant.
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