Filing Details
- Accession Number:
- 0001140361-19-020920
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-19 16:02:04
- Reporting Period:
- 2019-11-15
- Accepted Time:
- 2019-11-19 16:02:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1639300 | Ollie's Bargain Outlet Holdings Inc. | OLLI | Retail-Variety Stores (5331) | 800848819 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1645281 | Robert Kenneth Bertram | C/O Ollie'S Bargain Outlet Holdings, Inc 6295 Allentown Boulevard, Suite 1 Harrisburg PA 17112 | Vp, General Counsel | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2019-11-15 | 25,750 | $8.03 | 41,717 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2019-11-15 | 8,897 | $64.24 | 32,820 | No | 4 | F | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2019-11-15 | 7,853 | $64.71 | 24,967 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2019-11-15 | 4,375 | $16.00 | 29,342 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2019-11-15 | 4,375 | $64.71 | 24,967 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee stock Option (right to buy) | Disposition | 2019-11-15 | 25,750 | $0.00 | 25,750 | $8.03 |
| Common Stock | Employee stock Option (right to buy) | Disposition | 2019-11-15 | 4,375 | $0.00 | 4,375 | $16.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2024-06-10 | No | 4 | M | Direct | |
| 0 | 2025-07-15 | No | 4 | M | Direct |
Footnotes
- Transactions made pursuant to an agreement adopted on September 13, 2019 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement.
- Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the reporting person and cancelled by the issuer in exchange for the issuer's agreement to pay federal and state tax withholding obligations of the reporting person resulting from the exercise of options.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.79 to $65.08 per share, inclusive. The reporting person undertakes to provide to Ollie's Bargain Outlet Holdings, Inc., any security holder of Ollie's Bargain Outlet Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.49 to $64.87 per share, inclusive. The reporting person undertakes to provide to Ollie's Bargain Outlet Holdings, Inc., any security holder of Ollie's Bargain Outlet Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
- Options vested and became exercisable in equal 20% installments (28,750) on each anniversary date of the grant, June 10, 2014.
- Options vested and became exercisable in equal 25% installments (4,375) on each anniversary date of the grant, July 15, 2015.
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