Filing Details
- Accession Number:
- 0001179110-19-011828
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-19 12:19:49
- Reporting Period:
- 2019-11-18
- Accepted Time:
- 2019-11-19 12:19:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1341317 | Bridgewater Bancshares Inc | BWB | State Commercial Banks (6022) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1732716 | Jayne Mary Crocker | C/O Bridgewater Bancshares, Inc. 3800 American Blvd West, Suite 100 Bloomington MN 55431 | Evp & Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-11-18 | 10,000 | $3.00 | 134,981 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-11-18 | 13,325 | $12.60 | 121,656 | No | 4 | S | Direct | |
Common Stock | Disposition | 2019-11-19 | 11,675 | $12.59 | 109,981 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option to buy | Disposition | 2019-11-18 | 10,000 | $0.00 | 10,000 | $3.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
35,000 | 2023-12-31 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Option to buy | $7.47 | 2027-09-30 | 150,000 | 150,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2027-09-30 | 150,000 | 150,000 | Direct |
Footnotes
- Options to buy granted under the 2012 Combined Incentive and Non-Statutory Stock Option Plan.
- Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 1/1/2014.
- Options to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan.
- Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 10/1/2017.
- The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.60 to $12.61, inclusive. The reporting person undertakes to provide Bridgewater Bancshares, Inc., any security holder of Bridgewater Bancshares, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in this footnote to this Form 4.
- The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.585 to $12.61, inclusive. The reporting person undertakes to provide Bridgewater Bancshares, Inc., any security holder of Bridgewater Bancshares, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in this footnote to this Form 4.