Filing Details
- Accession Number:
- 0001312109-19-000026
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-19 09:36:06
- Reporting Period:
- 2019-11-15
- Accepted Time:
- 2019-11-19 09:36:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1312109 | Silvergate Capital Corp | SI | Savings Institutions, Not Federally Chartered (6036) | TX |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1057832 | S Dennis Frank | 4250 Executive Square Suite 300 La Jolla CA 92037 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2019-11-15 | 63,175 | $11.16 | 339,134 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2019-11-15 | 15,386 | $11.16 | 110,710 | No | 4 | S | Indirect | By IRA |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | By IRA |
Footnotes
- Represents shares of Common Stock sold to the underwriters pursuant to their exercise of an option to purchase additional shares in the Issuer's initial public offering ("IPO"). The price per share received by the reporting person is equal to the IPO price of $12.00 less the underwriting discount.
Billionaire Hedge Funds
