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Home > Insider Trading > Filing (0001312109-19-000023)

Filing Details

Accession Number:: 0001312109-19-000023
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-11-19 09:35:07
Reporting Period:: 2019-11-15

Accepted Time:: 2019-11-19 09:35:07
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1312109	Silvergate Capital Corp	SI	State Commercial Banks (6022)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1449556	S. Martin Friedman	4250 Executive Square Suite 300 La Jolla CA 92037		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2019-11-15	48,576	$11.16	857,692	No	4	S	Indirect	By: Bridge Equities V, LLC
Class A Common Stock	Disposition	2019-11-15	13,793	$11.16	141,667	No	4	S	Indirect	By: Financial Opportunity Fund LLC
Class A Common Stock	Disposition	2019-11-15	1,546	$11.16	16,033	No	4	S	Indirect	By: Wilson Fund SPC Ltd - FJ Fund SP

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By: Bridge Equities V, LLC
No	4	S	Indirect	By: Financial Opportunity Fund LLC
No	4	S	Indirect	By: Wilson Fund SPC Ltd - FJ Fund SP

Footnotes

Represents shares of Common Stock sold to the underwriters pursuant to their exercise of an option to purchase additional shares in the Issuer's initial public offering ("IPO"). The price per share received by the reporting person is equal to the IPO price of $12.00 less the underwriting discount.
The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in the shares.