Filing Details
- Accession Number:
- 0001674910-19-000163
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-18 18:43:10
- Reporting Period:
- 2019-11-14
- Accepted Time:
- 2019-11-18 18:43:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1674910 | Valvoline Inc | VVV | Miscellaneous Products Of Petroleum & Coal (2990) | 300939371 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1685757 | R. Anthony Puckett | 100 Valvoline Way Lexington KY 40509 | Svp, President, Quick Lubes | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-11-15 | 660 | $0.00 | 3,300 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-15 | 209 | $23.05 | 3,091 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2019-11-15 | 557 | $23.20 | 2,534 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | FY 2020 Restricted Stock Units | Acquisiton | 2019-11-14 | 2,830 | $0.00 | 2,830 | $0.00 |
| Common Stock | FY 2020 Stock Appreciation Rights | Acquisiton | 2019-11-14 | 12,160 | $0.00 | 12,160 | $23.01 |
| Common Stock | Units | Disposition | 2019-11-15 | 660 | $0.00 | 0 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,830 | No | 4 | A | Direct | ||
| 12,160 | 2029-11-14 | No | 4 | A | Direct | |
| 0 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,478 | Indirect | By 401(k) Plan |
Footnotes
- Restricted stock units convert into Valvoline common stock on a one-for-one basis.
- Shares were sold pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on August 30, 2019.
- Represents the approximate number of shares of Valvoline common stock held by the Reporting Person in the Valvoline 401(k) Plan based on the closing price of Valvoline common stock as of the close of business on November 15, 2019.
- The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.
- Fifty percent (50%) of the stock appreciation rights vest on the first anniversary of the grant date and 25% vest on each of the second and third anniversaries of the grant date.
Billionaire Hedge Funds
