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Filing Details

Accession Number:: 0001567619-19-021792
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-11-18 18:41:37
Reporting Period:: 2019-11-14

Accepted Time:: 2019-11-18 18:41:37
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1637655	Horizon Global Corp	HZN	()	4

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
905112	M Andrew Bursky	100 Northfield Street Greenwich CT 06830	No	No	Yes	No
1394403	J Timothy Fazio	100 Northfield Street Greenwich CT 06830	No	No	Yes	No
1593630	Atlas Capital Resources Ii Lp	100 Northfield Street Greenwich CT 06830	No	No	Yes	No
1765298	Lapetus Capital Ii Llc	100 Northfield Street Greenwich CT 06830	No	No	Yes	No
1765314	Atlas Capital Resources Gp Ii Llc	100 Northfield Street Greenwich CT 06830	No	No	Yes	No
1765332	Atlas Capital Gp Ii Lp	100 Northfield Street Greenwich CT 06830	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	Disposition	2019-11-14	50,264	$3.60	2,691,512	No	4	S	Indirect	See footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2019-11-15	21,627	$3.52	2,669,885	No	4	S	Indirect	See footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2019-11-18	13,127	$3.51	2,656,758	No	4	S	Indirect	See footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See footnotes
No	4	S	Indirect	See footnotes
No	4	S	Indirect	See footnotes

Footnotes

The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.5000 to $3.8900. The Reporting Persons undertake to provide any securityholder of the Issuer, the Issuer or the Staff, upon request, full information regarding the number of shares traded at each separate price within the ranges set forth in this footnote to this Form 4.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.5000 to $3.5900. The Reporting Persons undertake to provide any securityholder of the Issuer, the Issuer or the Staff, upon request, full information regarding the number of shares traded at each separate price within the ranges set forth in this footnote to this Form 4.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.5000 to $3.5400. The Reporting Persons undertake to provide any securityholder of the Issuer, the Issuer or the Staff, upon request, full information regarding the number of shares traded at each separate price within the ranges set forth in this footnote to this Form 4.
Lapetus Capital II LLC, a Delaware limited liability company ("Lapetus") is the direct beneficial owner of 2,656,758 shares of Common Stock of the Issuer. Atlas Capital Resources II LP, a Delaware limited partnership ("ACR II"), is the majority and controlling member of Lapetus. Atlas Capital GP II LP, a Delaware limited partnership ("AC GP"), is the general partner of ACR II. Atlas Capital Resources GP II LLC, a Delaware limited liability company ("ACR GP"), is the general partner of AC GP. Lapetus, ACR II, AC GP and ACR GP are collectively referred to as the "Atlas Entities." Andrew M. Bursky and Timothy J. Fazio are each a Managing Partner of ACR GP, and may be deemed to control the Atlas Entities. By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended, each of the Atlas Entities, Mr. Bursky and Mr. Fazio may be deemed to have an indirect pecuniary interest in the shares of the Common Stock that are directly held by Lapetus.
In accordance with Instruction 4(b)(iv), the entire amount of the shares of Common Stock that is owned by Lapetus is reported herein. Each of Mr. Bursky, Mr. Fazio, ACR II GP, AC GP and ACR GP disclaims beneficial ownership interest of the Common Stock except, in each case, to the extent it or he has any indirect pecuniary interest therein.