Filing Details
- Accession Number:
- 0001628280-19-014301
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-18 18:37:00
- Reporting Period:
- 2019-11-15
- Accepted Time:
- 2019-11-18 18:37:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1288847 | Five9 Inc. | FIVN | Services-Computer Processing & Data Preparation (7374) | 943394123 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1756824 | Ryan Kam | C/O Five9, Inc., Bishop Ranch 8 4000 Executive Parkway, #400 San Ramon CA 94583 | Chief Marketing Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-11-15 | 17,118 | $39.35 | 49,673 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-11-15 | 18,094 | $64.29 | 31,579 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock | Disposition | 2019-11-15 | 17,118 | $0.00 | 17,118 | $39.35 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
51,357 | 2028-11-02 | No | 4 | M | Direct |
Footnotes
- Includes 976 shares acquired under the Five9, Inc. Employee Stock Purchase Plan on May 15, 2019 and 158 shares acquired under the Five9, Inc. Employee Stock Purchase Plan on November 15, 2019.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.00 to $64.46, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The option vests as to 25% of the total shares granted on the one-year anniversary of November 2, 2018, and in 36 equal monthly installments each month thereafter.