Filing Details
- Accession Number:
- 0001567619-19-021778
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-18 17:37:47
- Reporting Period:
- 2019-11-14
- Accepted Time:
- 2019-11-18 17:37:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1409375 | Orion Energy Systems Inc. | OESX | Electric Lighting & Wiring Equipment (3640) | 391847269 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1681065 | A. Scott Green | 2210 Woodland Drive Manitowoc WI 54220 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-11-14 | 19,145 | $3.27 | 163,743 | No | 4 | S | Indirect | By ANKMC, LLC |
| Common Stock | Disposition | 2019-11-14 | 15,270 | $3.23 | 148,473 | No | 4 | S | Indirect | By ANKMC, LLC |
| Common Stock | Disposition | 2019-11-15 | 23,473 | $3.26 | 125,000 | No | 4 | S | Indirect | By ANKMC, LLC |
| Common Stock | Disposition | 2019-11-15 | 125,000 | $3.29 | 0 | No | 4 | S | Indirect | By ANKMC, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By ANKMC, LLC |
| No | 4 | S | Indirect | By ANKMC, LLC |
| No | 4 | S | Indirect | By ANKMC, LLC |
| No | 4 | S | Indirect | By ANKMC, LLC |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 476,697 | Direct | |
| Common Stock | 125,270 | Indirect | By 401(k) Plan |
Footnotes
- The price in Column 4 is a weighted average price. The prices actually received ranged from $3.26 to $3.31. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
- Shares owned by ANKMC, LLC, of which the reporting person is the sole member.
- The price in Column 4 is a weighted average price. The prices actually received ranged from $3.205 to $3.30. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
- The price in Column 4 is a weighted average price. The prices actually received ranged from $3.25 to $3.30. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
- The price in Column 4 is a weighted average price. The prices actually received ranged from $3.18 to $3.39. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
Billionaire Hedge Funds
