Filing Details
- Accession Number:
- 0001225208-19-014628
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-18 16:54:35
- Reporting Period:
- 2019-11-14
- Accepted Time:
- 2019-11-18 16:54:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 30697 | Wendy's Co | WEN | Retail-Eating & Drinking Places (5810) | 380471180 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1715027 | A. Leigh Burnside | C/O The Wendy'S Company One Dave Thomas Boulevard Dublin OH 43017 | Svp, Finance & Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-11-14 | 27,777 | $4.68 | 43,214 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-11-14 | 26,408 | $7.92 | 69,622 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-14 | 13,335 | $20.95 | 56,287 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-11-14 | 20,762 | $20.95 | 35,525 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-11-14 | 27,777 | $0.00 | 27,777 | $4.68 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-11-14 | 26,408 | $0.00 | 26,408 | $7.92 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-07-02 | No | 4 | M | Direct | |
| 0 | 2023-08-09 | No | 4 | M | Direct |
Footnotes
- Of the 13,335 shares sold, 6,816 were sold to cover applicable exercise price and the tax withholding.
- With tandem net exercise and tax withholding rights.
- The option vested in three equal installments on July 2, 2013, 2014 and 2015 and is currently exercisable as to all 27,777 shares.
- The option vested in three equal installments on September 9, 2014, 2015 and 2016 and is currently exercisable as to all 26,408 shares.
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