Filing Details
- Accession Number:
- 0001124796-19-000116
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-18 14:53:57
- Reporting Period:
- 2019-11-15
- Accepted Time:
- 2019-11-18 14:53:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1124796 | Nlight Inc. | LASR | Semiconductors & Related Devices (3674) | 912066376 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1738243 | Robert Martinsen | 5408 Ne 88Th Street Building E Vancouver WA 98665 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-11-15 | 500 | $0.75 | 46,655 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-11-15 | 500 | $0.75 | 47,155 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-11-15 | 500 | $0.75 | 47,655 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-15 | 1,500 | $20.00 | 46,155 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-11-15 | 500 | $0.00 | 500 | $0.75 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-11-15 | 500 | $0.00 | 500 | $0.75 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-11-15 | 500 | $0.00 | 500 | $0.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 8,600 | 2025-02-26 | No | 4 | M | Direct | |
| 8,600 | No | 4 | M | Direct | ||
| 13,400 | 2025-02-26 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- This option became fully vested and exercisable on February 26, 2018.
- This option became fully vested and exercisable on February 26, 2016.
- This option expires on February 26, 2025.
- This option became fully vested and exercisable on February 26, 2019.
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