Filing Details
- Accession Number:
- 0001209191-19-056806
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-15 18:07:02
- Reporting Period:
- 2019-11-13
- Accepted Time:
- 2019-11-15 18:07:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 921299 | Fibrogen Inc | FGEN | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1775295 | Christine Chung | C/O Fibrogen, Inc. 409 Illinois St. San Francisco CA 94158 | Svp, China Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-11-13 | 5,625 | $19.39 | 145,253 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-13 | 5,625 | $34.54 | 139,628 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-11-14 | 3,334 | $19.39 | 142,962 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-11-14 | 2,291 | $25.40 | 145,253 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-14 | 3,600 | $34.50 | 141,653 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-11-14 | 2,025 | $35.18 | 139,628 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-11-13 | 5,625 | $0.00 | 5,625 | $19.39 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-11-14 | 3,334 | $0.00 | 3,334 | $19.39 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-11-14 | 2,291 | $0.00 | 2,291 | $25.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 28,334 | 2026-02-22 | No | 4 | M | Direct | |
| 25,000 | 2026-02-22 | No | 4 | M | Direct | |
| 72,709 | 2027-03-08 | No | 4 | M | Direct |
Footnotes
- Shares sold pursuant to a 10b5-1 plan.
- The shares were sold at prices ranging from $34.20 to $34.98. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The shares were sold at prices ranging from $33.985 to $34.98. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The shares were sold at prices ranging from $34.99 to $35.45. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Twenty-five percent of the shares subject to the option vested on March 1, 2017, and the remainder vest in equal amounts quarterly thereafter for the following three years.
- Twenty-five percent of the shares subject to the option vested on March 1, 2018, and the remainder vested in equal amounts quarterly thereafter for the following three years.
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