Filing Details
- Accession Number:
- 0001179110-19-011762
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-15 17:36:02
- Reporting Period:
- 2019-11-13
- Accepted Time:
- 2019-11-15 17:36:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1610250 | Boot Barn Holdings Inc. | BOOT | Retail-Shoe Stores (5661) | 900776290 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1633114 | V. Gregory Hackman | C/O Boot Barn Holdings, Inc. 15345 Barranca Pkwy Irvine CA 92618 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-11-13 | 13,498 | $6.15 | 37,132 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-11-13 | 13,498 | $42.55 | 23,634 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2019-11-13 | 14,907 | $7.11 | 38,541 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-11-13 | 14,907 | $42.50 | 23,634 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2019-11-13 | 20,000 | $19.30 | 43,634 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-11-13 | 20,000 | $42.53 | 23,634 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Options | Disposition | 2019-11-13 | 13,498 | $0.00 | 13,498 | $6.15 |
Common Stock | Options | Disposition | 2019-11-13 | 14,907 | $0.00 | 14,907 | $7.11 |
Common Stock | Options | Disposition | 2019-11-13 | 20,000 | $0.00 | 20,000 | $19.30 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
20,247 | 2025-06-05 | No | 4 | M | Direct | |
22,000 | 2024-05-20 | No | 4 | M | Direct | |
80,000 | 2023-01-26 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 9,577 | Direct |
Footnotes
- Reflects the weighted average price of sales on November 13, 2019. The shares were sold in multiple transactions at prices ranging from $42.4600 to $42.5900, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- Reflects the weighted average price of sales on November 13, 2019. The shares were sold in multiple transactions at prices ranging from $42.4300 to $42.5100, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- Reflects the weighted average price of sales on November 13, 2019. The shares were sold in multiple transactions at prices ranging from $42.4300 to $42.6100, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- Amount of securities beneficially owned consists of the number of shares of common stock held by the reporting person as of November 13, 2019, excluding any shares of common stock subject to further vesting conditions.
- Consists of the total number of shares of common stock underlying restricted stock units held by the reporting person as of November 13, 2019 that remain subject to time-based vesting.
- The options were granted under the Company's 2014 Equity Incentive Plan. The options exercised are fully vested and currently exercisable. The remaining options beneficially owned remain subject to future vesting.
- The options were granted under the Company's 2014 Equity Incentive Plan. The options exercised are fully vested and currently exercisable. The remaining options beneficially owned are either fully vested and currently exercisable or remain subject to future vesting.