Filing Details
- Accession Number:
- 0001437749-19-023076
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-15 16:55:34
- Reporting Period:
- 2019-11-13
- Accepted Time:
- 2019-11-15 16:55:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 861842 | Cathay General Bancorp | CATY | State Commercial Banks (6022) | 954274680 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1534768 | H Jane Jelenko | 777 North Broadway Los Angeles CA 90012 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-11-13 | 5,000 | $37.13 | 5,959 | No | 4 | S | Indirect | Jelenko-Norris Marital Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Jelenko-Norris Marital Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 0 | Direct |
Footnotes
- On July 3, 2019, 2,116 shares of common stock of Cathay General Bancorp were transferred to the Jelenko-Norris Marital Trust as indirect ownership, without the payment of any consideration.
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