Filing Details
- Accession Number:
- 0001209191-19-056740
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-15 16:24:03
- Reporting Period:
- 2019-11-13
- Accepted Time:
- 2019-11-15 16:24:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 785786 | Plexus Corp | PLXS | Printed Circuit Boards (3672) | 391344447 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1411281 | Jin Yong Lim | Plot 87 Lebuhraya Kampung Jawa, 11900 Bayan Lepas Penang N8 - | Regional Pres - Plxs Asia Pac. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par Value | Acquisiton | 2019-11-13 | 990 | $30.19 | 60,203 | No | 4 | M | Direct | |
| Common Stock, $.01 Par Value | Acquisiton | 2019-11-13 | 5,000 | $25.92 | 65,203 | No | 4 | M | Direct | |
| Common Stock, $.01 Par Value | Disposition | 2019-11-13 | 5,990 | $74.94 | 59,213 | No | 4 | S | Direct | |
| Common Stock, $.01 Par Value | Acquisiton | 2019-11-13 | 7,620 | $0.00 | 66,833 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options to Buy | Disposition | 2019-11-13 | 990 | $0.00 | 990 | $30.19 |
| Common Stock | Options to Buy | Disposition | 2019-11-13 | 5,000 | $0.00 | 5,000 | $25.92 |
| Common Stock | Performance Stock Units | Acquisiton | 2019-11-13 | 3,810 | $0.00 | 3,810 | $0.00 |
| Common Stock | Performance Stock Units | Disposition | 2019-11-13 | 7,620 | $0.00 | 7,620 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-07-25 | No | 4 | M | Direct | |
| 0 | 2021-10-31 | No | 4 | M | Direct | |
| 10,260 | No | 4 | A | Direct | ||
| 2,640 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $74.68 to $75.23 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Based on Company performance during the three-year performance period, 200% of the portion of the Performance Stock Units ("PSUs") granted in fiscal 2017 related to economic return goals vested. The three-year performance period for the portion of the PSUs that vests based on the relative total shareholder return ("TSR") of the Company's common stock as compared to companies in the Russell 3000 Index has yet to conclude. As previously disclosed, the reporting person has the opportunity to earn up to 200% of the number of PSUs originally reported.
- Options granted under the Plexus Corp. 2016 Omnibus Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.
Billionaire Hedge Funds
