Filing Details

Accession Number:
0001562180-19-005527
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-14 20:23:47
Reporting Period:
2019-11-12
Accepted Time:
2019-11-14 20:23:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1543151 Uber Technologies Inc UBER Services-Business Services, Nec (7389) 452647441
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1775382 Garrett Camp 1455 Market Street, 4Th Floor
San Francisco CA 94103
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-11-12 170,000 $27.01 73,452,774 No 4 S Indirect Expa-1, LLC
Common Stock Disposition 2019-11-13 170,000 $26.50 73,282,774 No 4 S Indirect Expa-1, LLC
Common Stock Disposition 2019-11-14 165,700 $26.11 73,117,074 No 4 S Indirect Expa-1, LLC
Common Stock Disposition 2019-11-14 4,300 $26.72 73,112,774 No 4 S Indirect Expa-1, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Expa-1, LLC
No 4 S Indirect Expa-1, LLC
No 4 S Indirect Expa-1, LLC
No 4 S Indirect Expa-1, LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 459,840 Indirect RMG Trust I
Common Stock 7,067,312 Indirect RMG Trust II
Common Stock 143,700 Indirect RMG Trust III
Common Stock 281,500 Indirect RMG-Trust LLC
Footnotes
  1. This transaction was made pursuant to Mr. Camp's existing Rule 10b5-1 plan.
  2. Mr. Camp serves as the sole manager of RMG-Trust LLC and has sole voting and dispositive power over the shares held by RMG-Trust LLC.
  3. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.68 to $27.66, inclusive. The reporting person undertakes to provide to Uber Technologies, Inc., any security holder of Uber Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4), (5), and (6) to this Form 4.
  4. Mr. Camp serves as the sole manager of Expa-1, LLC and has sole voting and dispositive power over the shares held by Expa-1, LLC.
  5. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.15 to $26.79, inclusive.
  6. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.69 to $26.68, inclusive.
  7. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.69 to $26.78, inclusive.
  8. These shares of Uber common stock, which were previously reported as owned by RMG-Trust LLC, were distributed to RMG Trust I on November 8, 2019. The reporting person retains indirect beneficial ownership of the shares.
  9. These shares of Uber common stock, which were previously reported as owned by RMG-Trust LLC (114,960 shares) and Expa-1, LLC (6,952,352 shares), were distributed to RMG Trust II on November 8, 2019. The reporting person retains indirect beneficial ownership of the shares.
  10. These shares of Uber common stock, which were previously reported as owned by RMG-Trust LLC, were distributed to RMG Trust III on November 8, 2019. The reporting person retains indirect beneficial ownership of the shares.