Filing Details
- Accession Number:
- 0001562180-19-005527
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-14 20:23:47
- Reporting Period:
- 2019-11-12
- Accepted Time:
- 2019-11-14 20:23:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1543151 | Uber Technologies Inc | UBER | Services-Business Services, Nec (7389) | 452647441 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1775382 | Garrett Camp | 1455 Market Street, 4Th Floor San Francisco CA 94103 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2019-11-12 | 170,000 | $27.01 | 73,452,774 | No | 4 | S | Indirect | Expa-1, LLC |
Common Stock | Disposition | 2019-11-13 | 170,000 | $26.50 | 73,282,774 | No | 4 | S | Indirect | Expa-1, LLC |
Common Stock | Disposition | 2019-11-14 | 165,700 | $26.11 | 73,117,074 | No | 4 | S | Indirect | Expa-1, LLC |
Common Stock | Disposition | 2019-11-14 | 4,300 | $26.72 | 73,112,774 | No | 4 | S | Indirect | Expa-1, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Expa-1, LLC |
No | 4 | S | Indirect | Expa-1, LLC |
No | 4 | S | Indirect | Expa-1, LLC |
No | 4 | S | Indirect | Expa-1, LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 459,840 | Indirect | RMG Trust I |
Common Stock | 7,067,312 | Indirect | RMG Trust II |
Common Stock | 143,700 | Indirect | RMG Trust III |
Common Stock | 281,500 | Indirect | RMG-Trust LLC |
Footnotes
- This transaction was made pursuant to Mr. Camp's existing Rule 10b5-1 plan.
- Mr. Camp serves as the sole manager of RMG-Trust LLC and has sole voting and dispositive power over the shares held by RMG-Trust LLC.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.68 to $27.66, inclusive. The reporting person undertakes to provide to Uber Technologies, Inc., any security holder of Uber Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4), (5), and (6) to this Form 4.
- Mr. Camp serves as the sole manager of Expa-1, LLC and has sole voting and dispositive power over the shares held by Expa-1, LLC.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.15 to $26.79, inclusive.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.69 to $26.68, inclusive.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.69 to $26.78, inclusive.
- These shares of Uber common stock, which were previously reported as owned by RMG-Trust LLC, were distributed to RMG Trust I on November 8, 2019. The reporting person retains indirect beneficial ownership of the shares.
- These shares of Uber common stock, which were previously reported as owned by RMG-Trust LLC (114,960 shares) and Expa-1, LLC (6,952,352 shares), were distributed to RMG Trust II on November 8, 2019. The reporting person retains indirect beneficial ownership of the shares.
- These shares of Uber common stock, which were previously reported as owned by RMG-Trust LLC, were distributed to RMG Trust III on November 8, 2019. The reporting person retains indirect beneficial ownership of the shares.