Filing Details

Accession Number:
0001104659-19-064377
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-14 17:32:08
Reporting Period:
2019-11-13
Accepted Time:
2019-11-14 17:32:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1507957 Ideal Power Inc. IPWR () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
941593 E Lon Bell 4120 Freidrich Lane
Suite 100
Austin TX 78744
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-11-13 201,914 $2.48 212,881 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Warrants Acquisiton 2019-11-13 252,393 $2.48 252,393 $2.32
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
252,393 2019-11-13 2024-11-13 No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 9,450 Indirect See Footnote
Footnotes
  1. Represents shares of common stock and warrants to purchase common stock purchased by the reporting person for $2.4763 per share of common stock as part of a private placement by Ideal Power Inc.
  2. The shares of common stock are owned by the Bell Family Trust dated February 2, 1995. The reporting person is the trustee and a beneficiary of the Bell Family Trust and has voting and investment control over the securities.