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Home > Insider Trading > Filing (0001437749-19-022948)

Filing Details

Accession Number:: 0001437749-19-022948
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-11-14 17:08:37
Reporting Period:: 2019-11-12

Accepted Time:: 2019-11-14 17:08:37
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1421517	Energy Recovery Inc.	ERII	Special Industry Machinery, Nec (3559)	010616867

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1430122	Arve Hanstveit	C/O Energy Recovery, Inc. 1717 Doolittle Drive San Leandro CA 94577		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2019-11-12	13,605	$2.92	1,109,405	No	4	M	Direct
Common Stock	Disposition	2019-11-12	13,605	$9.22	1,095,800	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2019-11-12	13,605	$0.00	13,605	$2.92

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
39,787		2025-06-23	No	4	M	Direct

Footnotes

This figure is the weighted average sales price of multiple trades ranging from $9.20 to $9.32 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
This employee stock option was granted on June 23, 2015. All of the options are fully vested and exercisable.