Filing Details
- Accession Number:
- 0001567619-19-021614
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-14 17:02:22
- Reporting Period:
- 2019-11-13
- Accepted Time:
- 2019-11-14 17:02:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1212458 | Proofpoint Inc | PFPT | Services-Computer Processing & Data Preparation (7374) | 510414846 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1547394 | David Knight | C/O Proofpoint, Inc. 892 Ross Drive Sunnyvale CA 94089 | Evp Product Mgmnt & Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-11-13 | 2,500 | $57.49 | 7,328 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-11-13 | 1,902 | $117.98 | 5,426 | No | 4 | S | Direct | |
Common Stock | Disposition | 2019-11-13 | 598 | $118.52 | 4,828 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-11-13 | 2,500 | $0.00 | 2,500 | $57.49 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,892 | 2025-04-06 | No | 4 | M | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
- Represents the aggregate of sales effected on the same day at different prices.
- Represents the weighted average sale price. The lowest price at which shares were sold was $117.39 and the highest price at which shares were sold was $118.37. The reporting person undertakes to provide upon request to the staff of the Securities Exchange Commission, the issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4.
- Represents the weighted average sale price. The lowest price at which shares were sold was $118.41 and the highest price at which shares were sold was $118.67.
- The stock option will vest as to 1/4th of the total number of shares on February 1, 2016, and thereafter shall vest as to 1/48th of the total number of shares in equal monthly installments, subject to the Reporting Person's provision of service to the Issuer on each vesting date.