Filing Details
- Accession Number:
- 0001209191-19-056584
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-14 16:58:34
- Reporting Period:
- 2019-11-12
- Accepted Time:
- 2019-11-14 16:58:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1273813 | Assured Guaranty Ltd | AGO | Surety Insurance (6351) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1539879 | E. Bruce Stern | 30 Woodbourne Avenue Hamilton D0 HM08 | Executive Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2019-11-12 | 10,000 | $19.79 | 176,005 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2019-11-12 | 7,011 | $48.07 | 168,994 | No | 4 | S | Direct | |
| Common Shares | Acquisiton | 2019-11-12 | 8,202 | $19.24 | 177,196 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2019-11-12 | 5,702 | $48.06 | 172,144 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Options to Acquire Common Shares | Disposition | 2019-11-12 | 10,000 | $0.00 | 10,000 | $19.79 |
| Common Shares | Options to Acquire Common Shares | Disposition | 2019-11-12 | 8,202 | $0.00 | 8,202 | $19.24 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-02-24 | No | 4 | M | Direct | |
| 0 | 2016-02-07 | 2020-02-07 | No | 4 | M | Direct |
Footnotes
- The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $48.04 and $48.14 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
- The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $48.04 and $48.13 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
- Total includes 650 shares purchased on 06/30/2019 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3.
- Options vested as follows: 1/3 on 02/24/2011, 1/3 on 02/24/2012 and 1/3 on 02/24/2013.
- All options of this tranche have been exercised. The total number of performance share units from tranches with different performance measures, performance periods and vesting dates is 20,258.
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