Filing Details
- Accession Number:
- 0001123292-19-001268
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-14 16:45:18
- Reporting Period:
- 2019-11-12
- Accepted Time:
- 2019-11-14 16:45:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1571996 | Dell Technologies Inc | DELL | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1215588 | W Jeffrey Clarke | One Dell Way Round Rock TX 78682 | Vice Chairman, Products & Ops. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class C Common Stock | Acquisiton | 2019-11-12 | 614,312 | $13.75 | 652,467 | No | 4 | M | Direct | |
| Class C Common Stock | Disposition | 2019-11-12 | 614,312 | $55.00 | 38,155 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class C Common Stock | Options to Acquire Class C Common Stock | Disposition | 2019-11-12 | 614,312 | $0.00 | 614,312 | $13.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,927,318 | 2023-11-25 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- The options are fully vested.
- Consists of 1,199,720 time-based options and 1,727,598 performance-based options.
Billionaire Hedge Funds
