Filing Details
- Accession Number:
- 0001271163-19-000062
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-14 14:45:53
- Reporting Period:
- 2019-11-12
- Accepted Time:
- 2019-11-14 14:45:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1260729 | Gabelli Dividend & Income Trust | GDV.RT | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1185533 | J Mario Gabelli | C/O Gamco Investors, Inc One Corporate Center Rye NY 10580 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Rights For Common Shares | Disposition | 2019-11-12 | 4,305 | $0.89 | 580,000 | No | 4 | S | Indirect | Associated Capital Group, Inc. |
| Rights For Common Shares | Disposition | 2019-11-12 | 490 | $0.09 | 129,740 | No | 4 | S | Direct | |
| Rights For Common Shares | Disposition | 2019-11-13 | 800 | $0.06 | 128,940 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Associated Capital Group, Inc. |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
Billionaire Hedge Funds
