Filing Details
- Accession Number:
- 0001312109-19-000018
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-14 13:43:45
- Reporting Period:
- 2019-11-12
- Accepted Time:
- 2019-11-14 13:43:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1312109 | Silvergate Capital Corp | SI | Savings Institutions, Not Federally Chartered (6036) | TX |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1057832 | S Dennis Frank | 4250 Executive Square Suite 300 La Jolla CA 92037 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2019-11-12 | 316,981 | $11.16 | 402,309 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2019-11-12 | 77,200 | $11.16 | 126,096 | No | 4 | S | Indirect | By IRA |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | By IRA |
Footnotes
- Represents shares of Class A Common Stock sold to the underwriters in the initial public offering ("IPO") of the Issuer, which closed on November 12, 2019. The price per share received by the reporting person is equal to the IPO price of $12.00 less the underwriting discount.
Billionaire Hedge Funds
