Filing Details
- Accession Number:
- 0001312109-19-000016
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-14 13:43:07
- Reporting Period:
- 2019-11-12
- Accepted Time:
- 2019-11-14 13:43:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1312109 | Silvergate Capital Corp | SI | State Commercial Banks (6022) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1473236 | A. Scott Reed | 4250 Executive Square Suite 300 La Jolla CA 92037 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class B Non-Voting Common Stock | Disposition | 2019-11-12 | 147,820 | $11.16 | 0 | No | 4 | S | Indirect | By BankCap Partners Opportunity Fund, L.P. |
Class A Common Stock | Disposition | 2019-11-12 | 62,079 | $11.16 | 1,468,322 | No | 4 | S | Indirect | By BankCap Partners Opportunity Fund, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By BankCap Partners Opportunity Fund, L.P. |
No | 4 | S | Indirect | By BankCap Partners Opportunity Fund, L.P. |
Footnotes
- The Class B Common Stock automatically converts into Class A Common Stock upon a widely dispersed public offering such as the Issuer's initial public offering that closed on November 12, 2019 ("IPO").
- Represents shares of Common Stock sold to the underwriters in the Issuer's IPO. The price per share received by the reporting person is equal to the IPO price of $12.00 less the underwriting discount.
- The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in the shares.