Filing Details
- Accession Number:
- 0001214659-19-007137
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-14 08:30:15
- Reporting Period:
- 2019-11-12
- Accepted Time:
- 2019-11-14 08:30:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1427570 | Obalon Therapeutics Inc | OBLN | Surgical & Medical Instruments & Apparatus (3841) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1685640 | J. William Plovanic | C/O Obalon Therapeutics, Inc. 5421 Avenida Encinas, Suite F Carlsbad CA 92008 | President & Ceo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-11-12 | 65,000 | $1.66 | 106,806 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Footnotes
- The transaction reported on this Form 4 is an open market purchase of Obalon Stock on November 12, 2019 by William Plovanic, totaling $107,822.
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