Filing Details
- Accession Number:
- 0001192482-19-000420
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-13 20:48:29
- Reporting Period:
- 2019-11-08
- Accepted Time:
- 2019-11-13 20:48:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1561921 | Tela Bio Inc. | TELA | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1339379 | C Adele Oliva | C/O Quaker Bioventures Capital Ii, L.p. 150 Monument Road, Suite 207 Bala Cynwyd PA 19004 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-11-08 | 153,846 | $13.00 | 888,664 | No | 4 | P | Indirect | By Quaker Bioventures II, L.P. |
Common Stock | Acquisiton | 2019-11-13 | 345,489 | $0.00 | 1,234,153 | No | 4 | C | Indirect | By Quaker Bioventures II, L.P. |
Common Stock | Acquisiton | 2019-11-13 | 516,947 | $0.00 | 1,751,100 | No | 4 | C | Indirect | By Quaker Bioventures II, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Quaker Bioventures II, L.P. |
No | 4 | C | Indirect | By Quaker Bioventures II, L.P. |
No | 4 | C | Indirect | By Quaker Bioventures II, L.P. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2019-11-13 | 8,530,145 | $0.00 | 345,489 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2019-11-13 | 12,763,434 | $0.00 | 516,947 | $0.00 |
Series B Preferred Stock | Warrant (right to buy) | Disposition | 2019-11-13 | 446,813 | $0.00 | 446,813 | $1.16 |
Common Stock | Warrant (right to buy) | Acquisiton | 2019-11-13 | 446,813 | $0.00 | 18,096 | $28.65 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | 2017-01-18 | 2027-01-18 | No | 4 | C | Indirect |
446,813 | 2019-11-13 | 2027-01-18 | No | 4 | C | Indirect |
Footnotes
- Reflects 705,530 shares of common stock received as a payment-in-kind dividend on Series A Preferred Stock and Series B Preferred Stock exempt from reporting under Rule 16a-9(a).
- The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for the purposes of Section 16 or otherwise.
- Shares of Series A Preferred Stock automatically converted into shares of Common Stock at a 1-for-1 conversion rate upon the closing of the Issuer's initial public offering and had no expiration date.
- Shares of Series B Preferred Stock automatically converted into shares of Common Stock at a 1-for-1 conversion rate upon the closing of the Issuer's initial public offering and had no expiration date.
- Reflects 1-for-24.69 reverse stock split which became effective on October 28, 2019.
- Warrants exercisable for shares of Series B Preferred Stock automatically converted into warrants exercisable for shares of Common Stock upon the closing of the Issuer's initial public offering.