Filing Details
- Accession Number:
- 0001127602-19-032669
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-13 19:47:11
- Reporting Period:
- 2019-11-11
- Accepted Time:
- 2019-11-13 19:47:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 943819 | Resmed Inc | RMD | Surgical & Medical Instruments & Apparatus (3841) | 980152841 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1485164 | J. Michael Farrell | Resmed Inc. 9001 Spectrum Center Blvd San Diego CA 92123 | Chief Executive Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Resmed Common Stock | Acquisiton | 2019-11-11 | 6,651 | $43.63 | 320,067 | No | 4 | M | Direct | |
| Resmed Common Stock | Disposition | 2019-11-11 | 3,573 | $143.48 | 316,494 | No | 4 | S | Direct | |
| Resmed Common Stock | Disposition | 2019-11-11 | 3,070 | $144.47 | 313,424 | No | 4 | S | Direct | |
| Resmed Common Stock | Disposition | 2019-11-11 | 8 | $145.17 | 313,416 | No | 4 | S | Direct | |
| Resmed Common Stock | Disposition | 2019-11-11 | 3,417 | $143.88 | 309,999 | No | 4 | F | Direct | |
| Resmed Common Stock | Disposition | 2019-11-11 | 2,973 | $143.88 | 307,026 | No | 4 | F | Direct | |
| Resmed Common Stock | Disposition | 2019-11-11 | 4,495 | $143.88 | 302,531 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Resmed Commmon Stock | ResMed Common Stock Options | Disposition | 2019-11-11 | 6,651 | $0.00 | 6,651 | $43.63 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 19,949 | 2014-03-01 | 2020-03-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Resmed Common Stock | 10,340 | Indirect | Lisette and Michael Farrell Family Trust |
Footnotes
- The transaction was conducted under a Rule 10b5-1 plan.
- Includes 183.40 shares of ResMed stock purchased on October 31, 2019, through the ResMed Employee Stock Purchase Plan.
- This transaction was executed in multiple trades at prices ranging from $143.12 to 144.12. The price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $144.13 to $145.02. The price reported above reflects the weighted average sale price.
- Disposition to issuer for tax withholding on vesting of performance-based Restricted Stock Units granted on 11/16/2017.
- Disposition to issuer for tax withholding on vesting of performance-based Restricted Stock Units granted on 11/14/2018.
- Disposition to issuer for tax withholding on vesting of performance-based Restricted Stock Units granted on 11/16/2016.
- Represents date options first became exercisable. Options vest 1/3 per year.
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