Filing Details
- Accession Number:
- 0000911916-19-000184
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-13 16:48:39
- Reporting Period:
- 2019-11-11
- Accepted Time:
- 2019-11-13 16:48:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1136869 | Zimmer Biomet Holdings Inc. | ZBH | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 134151777 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1725831 | Aure Bruneau | C/O Zimmer, Inc. P. O. Box 708 Warsaw IN 46580 | Group President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-11-11 | 3,150 | $113.83 | 3,907 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-11 | 3,150 | $141.31 | 757 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-11-11 | 4,718 | $104.01 | 5,475 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-11 | 4,718 | $141.24 | 757 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-11-11 | 1,613 | $103.25 | 2,370 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-11 | 1,613 | $141.48 | 757 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-11-11 | 2,910 | $121.88 | 3,667 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-11 | 2,910 | $141.17 | 757 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-11-11 | 2,780 | $114.44 | 3,537 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-11 | 2,780 | $141.14 | 757 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-11-11 | 3,150 | $0.00 | 3,150 | $113.83 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-11-11 | 4,718 | $0.00 | 4,718 | $104.01 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-11-11 | 1,613 | $0.00 | 1,613 | $103.25 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-11-11 | 2,910 | $0.00 | 2,910 | $121.88 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-11-11 | 2,780 | $0.00 | 2,780 | $114.44 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2025-06-24 | No | 4 | M | Direct | |
| 1,572 | 2026-03-21 | No | 4 | M | Direct | |
| 1,612 | 2027-01-03 | No | 4 | M | Direct | |
| 2,910 | 2027-03-21 | No | 4 | M | Direct | |
| 8,340 | 2028-03-20 | No | 4 | M | Direct |
Footnotes
- Represents the sale of 3,150 shares in multiple transactions ranging in price from $140.98 to $141.595 per share, resulting in a weighted average sale price of $141.306. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- Represents the sale of 4,718 shares in multiple transactions ranging in price from $141.005 to $141.64 per share, resulting in a weighted average sale price of $141.243. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- Represents the sale of 1,613 shares in multiple transactions ranging in price from $141.00 to $141.72 per share, resulting in a weighted average sale price of $141.475. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- Represents the sale of 2,910 shares in multiple transactions ranging in price from $141.065 to $141.505 per share, resulting in a weighted average sale price of $141.168. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- Represents the sale of 2,780 shares in multiple transactions ranging in price from $140.995 to $141.59 per share, resulting in a weighted average sale price of $141.14. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- One-fourth of the options vested on each of June 24, 2016, June 24, 2017, June 24, 2018 and June 24, 2019.
- 4,718 of the options vested in thirds on each of March 21, 2017, March 21, 2018 and March 21, 2019; and the remaining unvested options will vest on March 21, 2020.
- 806 options vested on January 3, 2018; 807 options vested on January 3, 2019; and the remaining unvested options will vest in equal portions on each of January 3, 2020 and January 3, 2021.
- 1,455 options vested on each of March 21, 2018 and March 21, 2019; and the remaining unvested options will vest in equal portions on each of March 21, 2020 and March 21, 2021.
- 2,780 options vested on March 20, 2019; and the remaining unvested options will vest in equal portions on each of March 20, 2020, March 20, 2021 and March 20, 2022.
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