Filing Details
- Accession Number:
- 0001225208-19-014468
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2019-11-13 16:22:47
- Reporting Period:
- 2019-09-30
- Accepted Time:
- 2019-11-13 16:22:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
720005 | Raymond James Financial Inc | RJF | Security Brokers, Dealers & Flotation Companies (6211) | 591517485 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1182775 | A Thomas James | 880 Carillon Parkway St. Petersburg FL 33716 | Chairman Emeritus | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 1994-03-16 | 900 | $3.24 | 900 | No | 4 | P | Indirect | By Harbus Investors, Inc. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Harbus Investors, Inc. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 33,750 | Indirect | By James Ventures, Inc. |
Common Stock | 662,754 | Indirect | By Robert A. James Trust |
Common Stock | 1,000,000 | Indirect | By TA James Ventures Partnership |
Common Stock | 12,062,315 | Indirect | By Thomas A. James Family Rev Trust |
Common Stock | 360 | Indirect | ESOP |
Common Stock | 108,087 | Indirect | Spouse |
Footnotes
- Represents current holdings after adjustments for stock splits and other transactions many years previously for which the reporting person does not currently have complete records.
- The reporting person is the trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- Includes shares of common stock held in the reporting person's Employee Stock Ownership Plan (ESOP) account through September 30, 2019.