Filing Details
- Accession Number:
- 0001225208-19-014466
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-13 16:15:32
- Reporting Period:
- 2019-11-11
- Accepted Time:
- 2019-11-13 16:15:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 783005 | Emmis Communications Corp | EMMS | Radio Broadcasting Stations (4832) | 351542018 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1001748 | H Jeffrey Smulyan | 40 Monument Circle Suite 700 Indianapolis IN 46204 | Chairman,Ceo | Yes | Yes | Yes | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2019-11-11 | 11,800 | $2.16 | 21,828 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2019-11-11 | 11,800 | $4.62 | 10,028 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2019-11-12 | 6,700 | $2.66 | 16,728 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2019-11-12 | 100 | $2.16 | 16,828 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2019-11-12 | 100 | $4.60 | 16,728 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2019-11-12 | 6,700 | $4.60 | 10,028 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option Right To Buy | Disposition | 2019-11-11 | 11,800 | $0.00 | 11,800 | $2.16 |
| Class A Common Stock | Employee Stock Option Right To Buy | Disposition | 2019-11-12 | 100 | $0.00 | 100 | $2.16 |
| Class A Common Stock | Employee Stock Option Right To Buy | Disposition | 2019-11-12 | 6,700 | $0.00 | 6,700 | $2.66 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 12,599 | 2017-03-01 | 2026-03-01 | No | 4 | M | Direct |
| 12,499 | 2017-03-01 | 2026-03-01 | No | 4 | M | Direct |
| 5,801 | 2018-03-01 | 2027-03-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 2,717 | Indirect | By 401(k) Plan |
| Class A Common Stock | 2,780 | Indirect | By Trusts for Children |
Billionaire Hedge Funds
