Filing Details
- Accession Number:
- 0001225208-19-014463
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-13 16:03:43
- Reporting Period:
- 2019-11-12
- Accepted Time:
- 2019-11-13 16:03:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 908937 | Sirius Xm Holdings Inc. | (SIRI) | Radio Broadcasting Stations (4832) | 383916511 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1207459 | J David Frear | 1290 Avenue Of The Americas New York NY 10104 | Senior Evp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-11-12 | 1,000,000 | $3.95 | 1,409,229 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-12 | 222,507 | $6.94 | 1,186,722 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-11-12 | 777,493 | $6.95 | 409,229 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-11-12 | 1,000,000 | $3.95 | 1,000,000 | $3.95 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,250,000 | 2016-07-02 | 2025-07-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 87,027 | Indirect | By 401(k) Plan |
Footnotes
- Represents the weighted average sales price for the price increments ranging from $6.92 to $6.95. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes.
Billionaire Hedge Funds
